It looks like you're using an Ad Blocker.
Please white-list or disable AboveTopSecret.com in your ad-blocking tool.
Thank you.
Some features of ATS will be disabled while you continue to use an ad-blocker.
Alex jones dissects yesterday's Dow stock market meltdown with trends forecaster Gerald Celente and regular guest Bob Chapman. Celente is the publisher of the Trends Journal and is a business consultant and author who makes predictions about the global financial markets and other events
Alex jones dissects yesterday's Dow stock market meltdown with trends forecaster Gerald Celente and regular guest Bob Chapman.
Long history of disciplinary sanctions
Florida: On Feb. 4, 1986, the state comptroller issued a Cease and Desist Order against Chapman for selling unregistered securities when not a registered person.
Connecticut: On Feb. 2, 1987, the banking commissioner issued an Order to Cease and Desist against Chapman for selling securities when not registered as a broker-dealer;
Alabama: On March 17, 1987, the director of the state Securities Commission issued a temporary Cease and Desist Order against Chapman for selling securities when not registered as a securities salesman;
Wisconsin: On June 15, 1987, the state commissioner of securities issued an Order of Prohibition and Revocation against Chapman for offering unregistered securities for sale;
Michigan: On May 18, 1988, the director of the state Corporation and Securities Bureau issued a Final Order to Revoke and Deny Exemption and to Cease and Desist for transacting business as an agent without being registered and for omitting to state material facts in connection with the offer and sale of securities;
South Dakota: On June 10, 1988, the state director of the Division of Securities issued an order denying agent registration against Chapman, stating that such an order was necessary for the public interest;
Montana: On Sept. 22, 1988, the state auditor and commissioner of securities issued a Final Cease and Desist Order against Chapman for selling unregistered securities when not registered as a salesman;
Georgia: On July 31, 1989, the state commissioner of securities issued an Order of Prohibition against Chapman for selling securities when not registered as a securities salesman;
California: On Sept. 6, 1989, the commissioner of corporations for the state of California barred Chapman from employment with, or management or control of, any broker-dealer or investment adviser licensed by the state of California for selling unqualified securities. - Full Text